Sunday, September 28, 2025

The Great Divergence: Innovation, Stagnation, and the Limits of Equilibrium

Based on Broadberry and Zhai (2025) 

Historical national accounting reveals that the Great Divergence between Europe and Asia was not a sudden 19th-century event, but a slow process rooted in centuries of divergent productivity trends. While northwest Europe began a sustained climb in GDP per capita after the 14th century, the Yangzi Delta—China’s most advanced region—entered a cycle of growth and contraction. The fundamental driver of this split was differing paths of innovation, captured by trends in Total Factor Productivity (TFP).

The classic narrative points to the Black Death as a Malthusian catastrophe, but its true economic impact was more paradoxical. By decimating Europe’s population, it created a severe labor shortage, shattering the feudal system and making labor expensive. This shock provided a powerful, sustained incentive for labor-saving innovation, initiating a period of positive TFP growth in Britain. However, this framework has a limitation. It assumes that such a demographic shock is a sufficient condition for sustained growth, yet other regions experiencing similar plagues did not see the same long-term result.

Subsequent models highlight the role of specific institutional environments. The Netherlands in the 16th century, for instance, acted as a decentralized commercial hub where trade networks and financial innovation fueled a second wave of TFP growth. Empirical studies of the period, however, challenge a purely deterministic view. While Britain and the Netherlands saw sustained progress, other European powers like Spain, despite massive resource inflows, did not. This suggests that while the Black Death created the initial conditions, it was the presence of competitive states, commercialized agriculture, and emerging property rights that allowed the productivity gains to be locked in and built upon.

Some theories explore whether advanced economies can self-insure against stagnation. The case of the Yangzi Delta presents what historians call a "high-level equilibrium trap". A state where the economy was so efficient within its existing technological and resource constraints that it removed the incentive for radical innovation. With a large, cheap labor force, it was cost-effective to throw more people at a problem rather than invent a machine to solve it. This created a stable but fragile equilibrium, where the system was optimized for stability rather than growth, leaving it vulnerable to external shocks and incapable of generating its own sustained TFP growth.

A crucial missing piece in many narratives is the role of equity, in the form of human and institutional capital. The work of Rampini and Viswanathan (2009) in a different context shows that agents with limited net worth may rationally forgo hedging because the opportunity cost of capital is too high. In historical terms, China’s imperial state, with its focus on stability and revenue extraction, directed its "social equity" away from risky, disruptive entrepreneurship and into maintaining the status quo. Meanwhile, in Europe, the high "return" on scientific and commercial ventures after the Black Death made investing in innovation a rational choice, despite the risks.

The disconnect between the theoretical potential for growth and the reality of stagnation raises critical questions for understanding economic development. Why do some societies develop institutions that foster creative destruction while others optimize for stability? Can sustained TFP growth only be triggered by a catastrophic shock, or can it be engineered through policy? The story of the Great Divergence suggests that the most powerful economic forces are not just resources and labor, but the invisible architectures of incentive and risk that guide a society's capacity for change.

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References

Broadberry, Stephen, and Runzhuo Zhai. "Innovation and the Great Divergence." (2025).

Rampini, Adriano A., and Sridhar Viswanathan. "Collateral and capital structure." Journal of Financial Economics 109.2 (2013): 466-492. 

  

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The Great Divergence: Innovation, Stagnation, and the Limits of Equilibrium

Based on Broadberry and Zhai (2025)  Historical national accounting reveals that the Great Divergence between Europe and Asia was not a su...